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Current Employers
Insigneo Advisory Services, Llc

1221 Brickell Avenue 27Th Floor, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-12-26
DE RA APPROVED 2023-12-26
NY RA APPROVED 2022-01-15
FL RA APPROVED 2021-05-14
  • CA RA
    APPROVED
    Since 2023-12-26
  • DE RA
    APPROVED
    Since 2023-12-26
  • NY RA
    APPROVED
    Since 2022-01-15
  • FL RA
    APPROVED
    Since 2021-05-14

Branch Locations

1221 Brickell Avenue 27Th Floor, Miami, FL 33131 • United States

Key Biscayne, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Miami FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 05/2021
Insigneo Advisory Services Llc Miami FL 05/2021 Present
Insigneo Securities Llc Miami FL 05/2021 Present
Previous Registrations
Other Businesses

RESIDENTIAL RENTAL PROPERTY, INVESTMENT RELATED, MIAMI BEACH FL, OWNER, BEGAN 12/2004, MINIMAL TIME SPENT, COLLECT MONTHLY RENTS. RESIDENTIAL RENTAL PROPERTY, INVESTMENT RELATED; MIAMI, FL 33132, JOINT OWNER WITH SPOUSE, LESS THAN 1 HR/MTH NOT DURING SECURITIES HOURS, START 12/07. RENTAL PROPERTY, MIAMI BEACH FL. INVESTMENT RELATED. JOINT OWNER WITH SPOUSE. START: 6/1/2013. 1 HR PER MONTH/0 DURING TRADING. DUTIES: OWN AND MAINTAIN PROPERTY. CO-TRUSTEE OF STEPMOTHER'S TRUST; INV. RELATED; MIAMI, FL; START DATE 8/2019; 0 HRS PER MONTH. Insigneo Advisory Services, LLC. Investment related. Managing Director since May 2021. ROMANACH INVESTMENTS LLC _ Not investment related _ Start Date 04/21/2021 _ Address: Key Biscayne, FL 33149 _ Nature: To collect wages from Insigneo Securities and Insigneo Advisory Services (The LLC will be used as a pass through entity for Tax Purposes) _ Position: Owner _ Devote 0 hrs/month. Devote 0 hrs/month during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-28
S63 Uniform Securities Agent State Law Examination 1984-09-18
  • S65 Uniform Investment Adviser Law Examination
    2001-02-28
  • S63 Uniform Securities Agent State Law Examination
    1984-09-18

View on SEC IAPD

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