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Current Employers
Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-08
TX RA APPROVED 2024-11-08
  • CA RA
    APPROVED
    Since 2024-11-08
  • TX RA
    APPROVED
    Since 2024-11-08

Branch Locations

1836 The Strand Unit B, Hermosa Beach, CA 90254 • United States

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-14
TX RA APPROVED 2024-06-14
  • CA RA
    APPROVED
    Since 2024-06-14
  • TX RA
    APPROVED
    Since 2024-06-14

Branch Locations

Redondo Beach, CA • United States

1836 The Strand Unit B, Hermosa Beach, CA 90254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Randall L. King Redondo Beach CA 08/1981 Present
Securities America, Inc. Torrance CA 07/2005 06/2024
Securities America Advisors, Inc. Torrance CA 07/2005 06/2024
Arbor Point Advisors Torrance CA 02/2017 11/2024
Osaic Wealth, Inc. Torrance CA 06/2024 Present
Osaic Wealth, Inc. Torrance CA 06/2024 Present
Osaic Advisory Services, Llc Atlanta GA 11/2024 Present
  • 08/1981 → Present
    Randall L. King
    Redondo Beach, CA
  • 07/2005 → 06/2024
    Securities America, Inc.
    Torrance, CA
  • 07/2005 → 06/2024
    Securities America Advisors, Inc.
    Torrance, CA
  • 02/2017 → 11/2024
    Arbor Point Advisors
    Torrance, CA
  • 06/2024 → Present
    Torrance, CA
  • 06/2024 → Present
    Torrance, CA
  • 11/2024 → Present
    Atlanta, GA
Previous Registrations
  • 2017-02-24 → 2024-11-08
    Arbor Point Advisors
    Fort Worth, TX
    Fort Worth, TX
    Torrance, CA
    Torrance, CA
  • 2005-07-05 → 2024-06-14
    Securities America Advisors, Inc.
    Fort Worth, TX
    Fort Worth, TX
    Torrance, CA
    Torrance, CA
  • 1997-12-23 → 2005-11-01
    Prm Asset Management, L.L.P.
    Fort Worth, TX
Other Businesses

1. DBA: SABRE Financial Services 2. POA POSITION: passive NATURE: I am mentioned in my sister's estate planning documents (Sheri Lynn Ward) as POA. She is a client of the firm I work with, SABRE Financial Services. She is a SABRE client, with assets at Charles Schwab. None of her accounts are serviced by me. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2023 ADDRESS: 613 S Broadway #3, Redondo Beach CA 90277 DESCRIPTION: No activities performed currently. In the event my sister is unable to take care of her affairs either through death to disability, I will serve under the terms of the POA 3. PICACHO FINANCIAL CONSULTING LLC POSITION: Senior Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/29/2025 ADDRESS: 1836 The Strand, Unit B, Hermosa Beach CA 90254, United States DESCRIPTION: Investment advisory and Financial Services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-26
S63 Uniform Securities Agent State Law Examination 1983-10-20
  • S65 Uniform Investment Adviser Law Examination
    1996-09-26
  • S63 Uniform Securities Agent State Law Examination
    1983-10-20
Other Names
  • Randy King

View on SEC IAPD

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