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Current Employers
Brookstone Wealth Advisors, Llc

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-08-22
  • CA RA
    APPROVED
    Since 2019-08-22

Branch Locations

Carmichael, CA • United States

1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States

5750 Sunrise Blvd Ste. 200-F, Citrus Heights, CA 95610 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Watch Advisors Llc Rockledge FL 08/2016 08/2017
Horter Investment Management Cincinnati OH 08/2017 08/2019
Robin Hood Financial Gold River CA 10/1978 Present
The Eagle Team Woodbury MN 01/2008 Present
Federal Benefit Workshop Gold River CA 01/2008 Present
Estate Planning Gold River CA 01/1998 Present
Retirement Wealth Advisors, Inc. Gold River CA 08/2019 Present
  • 08/2016 → 08/2017
    Wealth Watch Advisors Llc
    Rockledge, FL
  • 08/2017 → 08/2019
    Horter Investment Management
    Cincinnati, OH
  • 10/1978 → Present
    Robin Hood Financial
    Gold River, CA
  • 01/2008 → Present
    The Eagle Team
    Woodbury, MN
  • 01/2008 → Present
    Federal Benefit Workshop
    Gold River, CA
  • 01/1998 → Present
    Estate Planning
    Gold River, CA
  • 08/2019 → Present
    Retirement Wealth Advisors, Inc.
    Gold River, CA
Previous Registrations
  • 2017-08-22 → 2019-08-21
    Gold River, CA
    Cincinnati, OH
  • 2016-08-22 → 2017-08-14
    Gold River, CA
    Englewood, CO
  • 2014-04-14 → 2016-08-23
    Gold River, CA
    Gold River, CA
    Cincinnati, OH
  • 2011-09-16 → 2013-12-31
    Fa Advisor Network, Llc.
    Gold River, CA
    Dallas, TX
  • 2011-01-06 → 2011-08-04
    Gold River, CA
    New Richmond, WI
    Gold River, CA
  • 2009-01-02 → 2010-12-31
    Cetera Advisors Llc
    Oakhurst, CA
    Carmichael, CA
  • 2008-01-25 → 2008-12-17
    Ameritas Investment Company, Llc
    Roseville, CA
    Folsom, CA
    Lincoln, NE
  • 2004-07-12 → 2007-12-10
    Cetera Advisors Llc
    Roseville, CA
    Oakhurst, CA
    Gold River, CA
  • 2002-03-14 → 2004-02-24
    Roseville, CA
Other Businesses

ROBIN HOOD FINANCIAL; INVESTMENT RELATED; 2377 GOLD MEADOW WAY, STE. 100, GOLD RIVER CA 95670; INSURANCE AND INVESTMENT ADVISORY; OWNER; STARTED 10/1978; 55 HOURS/MONTH DEVOTED; 41 HOURS/MONTH ; OFFER SALE OF INSURANCE PRODUCTS AND INVESTMENT ADVISORY SERVICES. FEDERAL BENEFIT WORKSHOPS; NON INVESTMENT RELATED; 2377 GOLD MEADOW WAY, STE. 100, GOLD RIVER CA 95670; FEDERAL BENEFIT EDUCATION; OWNER; STARTED 01/2008; 5 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER EDUCATIONAL COURSES TO FEDERAL BENEFIT EMPLOYEES ABOUT THEIR BENEFITS. THE EAGLE TEAM; INVESTMENT RELATED; 563 BIELENBERG DRIVE, #105, WOODBURY, MN 55125; INSURANCE; INSURANCE AGENT; STARTED 01/2008; 5 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER SALE OF INSURANCE PRODUCTS. ESTATE PLANNING; NON INVESTMENT RELATED; 2377 GOLD MEADOW WAY, STE. 100, GOLD RIVER CA 95670; ESTATE PLANNING; OWNER; STARTED 01/1998; 16 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; ASSIST CLIENTS WITH CREATING TRUSTS BASED ON ESTATE PLANS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-29
S63 Uniform Securities Agent State Law Examination 1996-02-14
  • S65 Uniform Investment Adviser Law Examination
    1996-02-29
  • S63 Uniform Securities Agent State Law Examination
    1996-02-14

View on SEC IAPD

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