Richard Ernest Mcdaniel

Current Employers

Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-07-25
CA	RA	APPROVED	2007-03-14

FL RA
APPROVED

Since 2022-07-25
CA RA
APPROVED

Since 2007-03-14

Branch Locations

3478 Buskirk Ave Ste 1000, Pleasant Hill, CA 94523 • United States

Fernandina Beach, FL • United States

3200 East Camelback Road Suite 190, Phoenix, AZ 85018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mutual/United Of Omaha	Redding	CA	05/1982	Present
Mutual Of Omaha Investor Services, Inc.	Concord	CA	05/1982	Present

05/1982 → Present

Mutual/United Of Omaha

Redding, CA
05/1982 → Present

Mutual Of Omaha Investor Services, Inc.

Concord, CA

Other Businesses

MCDANIEL FINANCIAL SERVICES, DBA. INSURANCE SALES: GROUP HEALTH, LIFE, DENTAL, DISABILITY, AND VISION. Annuities and Property and Casualty. Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2017-08-01
S65	Uniform Investment Adviser Law Examination	2007-03-13

S63 Uniform Securities Agent State Law Examination

2017-08-01
S65 Uniform Investment Adviser Law Examination

2007-03-13