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Current Employers
Hohimer Wealth Management, Llc

One Union Square 600 University Street, Suite 2401, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-09
NV RA APPROVED 2026-01-09
TX RA APPROVED 2025-07-18
WA RA APPROVED 2025-07-18
  • CA RA
    APPROVED
    Since 2026-01-09
  • NV RA
    APPROVED
    Since 2026-01-09
  • TX RA
    APPROVED
    Since 2025-07-18
  • WA RA
    APPROVED
    Since 2025-07-18

Branch Locations

Las Vegas, NV • United States

One Union Square 600 University Street, Suite 2401, Seattle, WA 98101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Las Vegas NV 04/2015 06/2025
Hohimer Wealth Management, Llc Seattle WA 06/2025 Present
Previous Registrations
  • 2015-04-29 → 2025-07-10
    Las Vegas, NV
    Seattle, WA
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
  • 2003-07-01 → 2015-04-30
    Seattle, WA
    Las Vegas, NV
    Las Vegas, NV
    Seattle, WA
  • 1992-10-27 → 2003-07-01
    Prudential Equity Group, Llc
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-09-29
S63 Uniform Securities Agent State Law Examination 1983-04-22
  • S65 Uniform Investment Adviser Law Examination
    1992-09-29
  • S63 Uniform Securities Agent State Law Examination
    1983-04-22

View on SEC IAPD

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