Terry A Mccormick

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-08-14
IA	RA	APPROVED	2009-01-02

TX RA
APPROVED_RES

Since 2019-08-14
IA RA
APPROVED

Since 2009-01-02

Branch Locations

West Des Moines, IA • United States

Scottsdale, AZ • United States

1415 28Th St Ste 160, West Des Moines, IA 50266 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services, Inc.	West Des Moines	IA	06/2007	Present
Raymond James Financial Services Advisors, Inc	West Des Moines	IA	01/2009	Present

06/2007 → Present

Raymond James Financial Services, Inc.

West Des Moines, IA
01/2009 → Present

Raymond James Financial Services Advisors, Inc

West Des Moines, IA

Previous Registrations

1999-01-01 → 2007-06-27

Raymond James & Associates, Inc.

Gilbert, AZ

West Des Moines, IA

Other Businesses

(1)Name of Business: TRKR Investments LLC Address: 1415 28th St Ste 160, West Des Moines, IA, 50266-1450, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 04/01/2026 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: I am the Control Person/Member of TRKR Investments LLC,\nRJ account [REDACTED], Office -70X, created the LLC entity for tax and liability reasons.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-05-07

S63 Uniform Securities Agent State Law Examination

1983-05-07

Other Names

Terry Mccormick

View on SEC IAPD