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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-11
VA RA APPROVED 1987-07-21
  • TX RA
    APPROVED
    Since 2021-03-11
  • VA RA
    APPROVED
    Since 1987-07-21

Branch Locations

4030 Quarles Ct, Harrisonburg, VA 22801-8716 • United States

100 Creekside Ln, Winchester, VA 22602 • United States

Harrisonburg, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Harrisonburg VA 09/2005 03/2020
Ameriprise Financial Services, Llc Harrisonburg VA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 104 3rd Ave / Buena Vista, Ga., ,; ; / Single Family; 106 Broad Street, , Buena Vista, GA, 31803; Not Investment-Related; 10/18/2023 / Single Family; 1 Westgate Road, , Asheville, VA, 28806; Investment-Related; 06/28/2024 / Commercial; 409 and 431 Lower Rawley Lane, , Hinton, VA, 22831; Investment-Related; 01/01/2026. Business Ownership; Bluestone Advisors LLC; ; Leasing of office space; 4030 Quarles CourtHarrisonburg, VA 22801, ,; ; ; 1 to 9 hours per month; / AHugg LLC; ; LLC established to pay expenses for financial planning practice; 4030 Quarles Court Harrisonburg, VA 22801, ,; ; ; 1 to 9 hours per month; / TMG-QG, LLC; Part owner. Business planning and oversight.; Administrative support for a financial advisory practice. For purposes of practice acquisition and operation expenses.; 1270 Winchester AvenueMartinsburg, WV 25405, ,; Not Investment-Related; 01/01/2018; 10 to 19 hours per month; 1 to 9 during trading hours / GRANDY- HUGG, LLC; Owner; Real Estate; 1 Westgate Road, , Asheville, VA, 28806; Investment-Related; 06/21/2024; 10 to 19 hours per month; 10 to 19 during trading hours. Board of Directors; Pasaquan Preservation Society; Member; 238 Eddie Martin Road, , Buena Vista, GA, 31803; Not Investment-Related; 02/22/2021; 10 to 19 hours per month; 0 during trading hours / Boys & Girls Club Advisory Board; Advisory Board Member; 620 Simms Ave, , Harrisonburg, VA, 22802; Not Investment-Related; 07/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours / The Community Foundation; Emeritas, The Community Foundation; 317 S. Main Street, , Harrisonburg, VA, 22801; Not Investment-Related; 06/01/2009; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-04-08
  • S63 Uniform Securities Agent State Law Examination
    1983-04-08
Other Names
  • Andy Huggins

View on SEC IAPD

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