Best Investors Account Sign in

Mark Evans Cieciura

Piper Sandler & Co.

Chicago, IL

Claim This Profile
Current Employers
Piper Sandler & Co.

350 North 5Th Street Suite 1000, Minneapolis, MN 55401 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-08-05
MN RA APPROVED 2016-08-05
  • IL RA
    APPROVED
    Since 2016-08-05
  • MN RA
    APPROVED
    Since 2016-08-05

Branch Locations

444 W Lake St Suite 3300, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Piper Jaffray Minneapolis MN 06/1999 Present
Piper Jaffray Investment Management Llc Chicago IL 03/2011 Present
  • 06/1999 → Present
    U.S. Bancorp Piper Jaffray
    Minneapolis, MN
  • 03/2011 → Present
    Piper Jaffray Investment Management Llc
    Chicago, IL
Previous Registrations
  • 2012-04-03 → 2016-08-05
    Piper Jaffray Investment Management, Llc
    Chicago, IL
  • 2011-03-04 → 2011-12-31
    Piper Jaffray Investment Management, Llc
    Minneapolis, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-24
S63 Uniform Securities Agent State Law Examination 1983-03-25
  • S65 Uniform Investment Adviser Law Examination
    2011-05-24
  • S63 Uniform Securities Agent State Law Examination
    1983-03-25

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor