Julie Ellen Opheim

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2008-03-06

CA RA
APPROVED

Since 2008-03-06

Branch Locations

3027 Townsgate Road Suite 100, Westlake Village, CA 91361 • United States

Simi Valley, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	West Lake Village	CA	03/2008	Present

03/2008 → Present

Raymond James & Associates, Inc.

West Lake Village, CA

Previous Registrations

2006-04-24 → 2008-02-29

Stone & Youngberg Llc

Los Angeles, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-04-07
S65	Uniform Investment Adviser Law Examination	1995-04-07

S63 Uniform Securities Agent State Law Examination

1995-04-07
S65 Uniform Investment Adviser Law Examination

1995-04-07

View on SEC IAPD

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews