Gordon William Bauer

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-08-10
CO	RA	APPROVED	2000-01-31

TX RA
APPROVED_RES

Since 2009-08-10
CO RA
APPROVED

Since 2000-01-31

Branch Locations

Littleton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp.	Littleton	CO	01/2000	Present

01/2000 → Present

Linsco/Private Ledger Corp.

Littleton, CO

Other Businesses

1. 1/20/2000 - OTHER-PIANO INSTRUCTOR - GORDON BAUER, PIANO INSTRUCTOR - TIME SPENT 1%. 2. 1/20/2000 - OTHER-FLORAL DESIGN - DESIGNS BY BEATA. 3. 3/15/2002 - NON-VARIABLE INSURANCE - INSURANCE - INVESTMENT RELATED - LITTLETON, CO. 4. 07/23/2019 - Gordon Bauer, Pianist - Not investment related - concert halls or venues - Concert Pianist - start date:09/10/2019 - 0 hrs during trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-05-30
S63	Uniform Securities Agent State Law Examination	1983-04-19

S65 Uniform Investment Adviser Law Examination

1997-05-30
S63 Uniform Securities Agent State Law Examination

1983-04-19