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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-02-04 |
| MS | RA | APPROVED | 2004-07-16 |
Branch Locations
4500 I-55 North, Ste. 280, Jackson, MS 39211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Jackson | MS | 05/2004 | Present |
1. 5/12/2004 - NON-VARIABLE INSURANCE DBA - SUMMIT GROUP, INC. - JACKSON, MS. 2. 05/12/2004 - CREEKVIEW FARMS LIMITED PARTNERSHIP, AUGUST 1997 - NOT INV REL - Family Limited Partnership - 1% TIME SPENT - Tree farm held in family limited partnership - General Partner. No income generated. Trees have only been planted since 1997 3. 04/22/2005 - HOBBY - NOT INV REL - BASS FISHING TOURNAMENTS 4. 4/22/2005 - NON-VARIABLE INSURANCE - SELL LONG TERM CARE. - JACKSON, MS. 5. 6/12/2007 - OTHER-FISHING SCHOOL FOR FUN - NEXT LEVEL PRO BASSIN' SCHOOL, LLC - OWN "NEXT LEVEL PRO BASSIN' SCHOOL, LLC". IT IS PART OF MY TOURNAMENT FISHING HOBBY WHERE I TEACH OTHER PEOPLE HOW TO FISH ON WEEKENDS. IT IS FISHING FOR FUN BUT COLLECTING MONEY TO HELP OFFSET MY EXPENSES. - 5% TIME SPENT. 6. 5/21/2003 - BASSMAN, LLC - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - TIME SPENT 100% - JACKSON, MS 7. 2/25/2019 - Mark Wall & Company, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/04/2019 - 16 Hours Per Month/4 Hours During Securities Trading - Fixed insurance. 8. 03/08/2022 - The Summit Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 04/01/2004 - 1 Hours Per Month/1 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-02-25 |
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