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Curtis Maxwell Seale

LPl Financial LLC

Jackson, MS

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-02-04
MS RA APPROVED 2004-07-16
  • TX RA
    APPROVED
    Since 2013-02-04
  • MS RA
    APPROVED
    Since 2004-07-16

Branch Locations

4500 I-55 North, Ste. 280, Jackson, MS 39211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Jackson MS 05/2004 Present
Previous Registrations
  • 2003-08-19 → 2004-05-10
    Ws Griffith Securities, Inc.
    Jackson, MS
Other Businesses

1. 5/12/2004 - NON-VARIABLE INSURANCE DBA - SUMMIT GROUP, INC. - JACKSON, MS. 2. 05/12/2004 - CREEKVIEW FARMS LIMITED PARTNERSHIP, AUGUST 1997 - NOT INV REL - Family Limited Partnership - 1% TIME SPENT - Tree farm held in family limited partnership - General Partner. No income generated. Trees have only been planted since 1997 3. 04/22/2005 - HOBBY - NOT INV REL - BASS FISHING TOURNAMENTS 4. 4/22/2005 - NON-VARIABLE INSURANCE - SELL LONG TERM CARE. - JACKSON, MS. 5. 6/12/2007 - OTHER-FISHING SCHOOL FOR FUN - NEXT LEVEL PRO BASSIN' SCHOOL, LLC - OWN "NEXT LEVEL PRO BASSIN' SCHOOL, LLC". IT IS PART OF MY TOURNAMENT FISHING HOBBY WHERE I TEACH OTHER PEOPLE HOW TO FISH ON WEEKENDS. IT IS FISHING FOR FUN BUT COLLECTING MONEY TO HELP OFFSET MY EXPENSES. - 5% TIME SPENT. 6. 5/21/2003 - BASSMAN, LLC - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - TIME SPENT 100% - JACKSON, MS 7. 2/25/2019 - Mark Wall & Company, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/04/2019 - 16 Hours Per Month/4 Hours During Securities Trading - Fixed insurance. 8. 03/08/2022 - The Summit Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 04/01/2004 - 1 Hours Per Month/1 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-02-25
  • S63 Uniform Securities Agent State Law Examination
    1994-02-25
Designations

View on SEC IAPD

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