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George Albert Posada

J.P. Wealth Management, LLC

Austin, TX

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Current Employers
J.P. Wealth Management, Llc

Austin, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-09-30
  • TX RA
    APPROVED
    Since 2015-09-30

Branch Locations

Austin, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Wealth Management, Llc Blanco TX 05/2015 Present
Mutual Securities, Inc. Camarillo CA 02/2016 02/2019
Previous Registrations
  • 2007-02-27 → 2016-02-22
    Lpl Financial Llc
    Los Gatos, CA
    Fort Mill, SC
    Austin, TX
    Blanco, TX
  • 2005-12-20 → 2007-02-28
    Raymond James Financial Services, Inc.
    Los Gatos, CA
  • 1997-12-19 → 2005-12-19
    Foothill Securities, Inc.
    Los Gatos, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-02
S63 Uniform Securities Agent State Law Examination 1988-07-15
  • S65 Uniform Investment Adviser Law Examination
    2010-03-02
  • S63 Uniform Securities Agent State Law Examination
    1988-07-15

View on SEC IAPD

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