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Bruce Alan Hartzmark

Oppenheimer & Co. Inc.

Beachwood, OH

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-17
OH RA APPROVED 2006-05-22
NJ RA APPROVED 2006-03-31
  • TX RA
    APPROVED_RES
    Since 2017-05-17
  • OH RA
    APPROVED
    Since 2006-05-22
  • NJ RA
    APPROVED
    Since 2006-03-31

Branch Locations

25550 Chagrin Blvd Ste 310, Beachwood, OH 44122 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Fahnestock & Co., Inc. Pepperpike OH 04/1988 Present
  • 04/1988 → Present
    Fahnestock & Co., Inc.
    Pepperpike, OH
Other Businesses

1. UNIVERSITY HOSPITAL'S OF CLEVELAND DIGESTIVE HEALTH INSTITUTE LEADERSHIP COUNSEL. AVERAGE ABOUT 1/2 HOUR A MONTH WHICH CONSISTS OF 3-4 MEETINGS OR INFORMATIONAL EVENTS A YEAR BUT ARE ABOUT 2 HOURS, SPEND NO TIME DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-28
S63 Uniform Securities Agent State Law Examination 1983-05-04
  • S65 Uniform Investment Adviser Law Examination
    2006-03-28
  • S63 Uniform Securities Agent State Law Examination
    1983-05-04

View on SEC IAPD

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