Michael Patrick Licari

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2010-05-14
CA	RA	APPROVED	1997-07-08

TX RA
APPROVED_RES

Since 2010-05-14
CA RA
APPROVED

Since 1997-07-08

Branch Locations

San Diego, CA • United States

701 B St, San Diego, CA 92101 • United States

5951 La Sendita, Rancho Santa Fe, CA 92067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Diego	CA	06/1985	Present
Bank Of America,N.A.	San Diego	CA	08/2009	Present

06/1985 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Diego, CA
08/2009 → Present

Bank Of America,N.A.

San Diego, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-05-18
S63	Uniform Securities Agent State Law Examination	1983-03-29

S65 Uniform Investment Adviser Law Examination

1994-05-18
S63 Uniform Securities Agent State Law Examination

1983-03-29

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Reviews