Howard Alan Blitz

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-02-11
CA	RA	APPROVED	2009-06-01
CO	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2014-02-11
CA RA
APPROVED

Since 2009-06-01
CO RA
APPROVED

Since 2009-06-01

Branch Locations

Boulder, CO • United States

10960 Wilshire Boulevard Suite 2000, Los Angeles, CA 90024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Los Angeles	CA	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

Los Angeles, CA
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2003-03-28 → 2009-06-01

Citigroup Global Markets Inc.

Boulder, CO

Los Angeles, CA

Los Angeles, CA
2003-01-03 → 2003-04-01

Oppenheimer & Co. Inc.

Los Angeles , CA
1997-07-08 → 2003-01-03

Cibc World Markets Corp.

Los Angeles, CA

Other Businesses

1. Blitz Family LLC; Investment related; family estate; member (proprietor, partner, officer, director, employee, trustee, agent); During business hours: 0; After business hours: 0; managing member 2. *415987 - Trust; Investment related Yes; Rancho Mirage, CA; 11/2020; During business hours: 3; After business hours: 5 *417287 - Trust; Investment related Yes; Rancho Mirage, CA; 12/2020; During business hours: 2; After business hours: 5

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-05-25

S63 Uniform Securities Agent State Law Examination

1983-05-25

View on SEC IAPD