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Paul Michael Wendee

Paul M. Wendee & Associates

Vista, CA

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Current Employers
Paul M. Wendee & Associates

Vista, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-11-20
  • CA RA
    APPROVED
    Since 2018-11-20

Branch Locations

Vista, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Paul M. Wendee And Associates, Llc Dana Point CA 02/1998 10/2018
Silber Bennett Financial, Inc. Encino CA 03/2017 03/2018
Paul M. Wendee & Associates Llc Vista CA 10/2018 Present
Paul M. Wendee & Associates, Llc Dana Point CA 02/2011 01/2018
Gt Securities, Inc. Los Angeles CA 02/2020 12/2020
Entoro Securities, Llc Houston TX 04/2023 Present
Exemplar Capital,Llc Boston MA 08/2022 01/2023
Entoro Capital, Llc Houston TX 04/2023 Present
Wendee, Totaro, & Associates, Llc Vista CA 02/2023 04/2024
  • 02/1998 → 10/2018
    Paul M. Wendee And Associates, Llc
    Dana Point, CA
  • 03/2017 → 03/2018
    Silber Bennett Financial, Inc.
    Encino, CA
  • 10/2018 → Present
    Paul M. Wendee & Associates Llc
    Vista, CA
  • 02/2011 → 01/2018
    Paul M. Wendee & Associates, Llc
    Dana Point, CA
  • 02/2020 → 12/2020
    Gt Securities, Inc.
    Los Angeles, CA
  • 04/2023 → Present
    Entoro Securities, Llc
    Houston, TX
  • 08/2022 → 01/2023
    Exemplar Capital,Llc
    Boston, MA
  • 04/2023 → Present
    Entoro Capital, Llc
    Houston, TX
  • 02/2023 → 04/2024
    Wendee, Totaro, & Associates, Llc
    Vista, CA
Previous Registrations
  • 2018-01-31 → 2018-04-24
    Silber Bennett Financial, Inc.
    Vista, CA
    Encino, CA
  • 2011-02-16 → 2017-12-31
    Paul M. Wendee & Associates, Llc
    Vista, CA
  • 2010-11-04 → 2010-12-11
    Paul M. Wendee & Associates, Llc
    Vista, CA
  • 2010-02-02 → 2010-09-10
    Arque Capital, Ltd.
    El Segundo, CA
    Scottsdale, AZ
    Scottsdale, AZ
  • 2006-11-13 → 2010-02-16
    South Lake Avenue Securities Corporation
    Pasadena, CA
    Pasadena, CA
  • 2006-03-21 → 2008-11-24
    Pasadena, CA
  • 2000-07-27 → 2004-05-17
    Brookstreet Securities Corporation
    Irvine, CA
Other Businesses

1. 2015 to Present; California Baptist University in Riverside, CA and California State University Los Angeles, both are non-investment related, both located in California; Adjunct Professor for both universities; Spends approx 40 hrs/mo engaged in this business, most during non-trading hours. 2. 10/2018 to Present; Paul M. Wendee & Associates; Vista, CA; Yes investment-related; Owner and Chief Investment Officer; Registered Investment Advisor; Spends approx 1 hr/wk. 3. 02/1998 to Present; Paul M. Wendee & Associates, LLC; Vista, CA; Not Investment-related; Owner and Managing Director; Spends approx. 10 hrs/wk. 4. 12/2022 to Present; Northwest Quadrant Alternative Investments Management Company; Vista, CA; Yes investment related; Owner, Managing Director; Investment Fund Manager; Spends 5 hrs/wk. 5. 12/2022 to Present: Northwest Quadrant Alternative Investments Opportunity Fund, LLC; Vista, CA; Yes investment related; Chief Investment Officer; Investment Fund; Spends 5 hrs/wk. 6. 12/2022 to Present; Northwest Quadrant Alternative Investments Venture Fund, LLC; Vista, CA; Yes investment related; Chief Investment Officer; Investment Fund; Spends 5 hrs/wk. 7. Value Driver Institute; Vista, CA; Not investment related; Program Director; spends 1 hr/mo. 8. 04/2023 to Present; Entoro Capital, LLC; Houston, TX; Not investment related; Managing Director; Spends 10 hrs/mo. 9. 07/2024 to Present; Intrinsic Value Wealth Report Newsletter; Vista, CA; Not Investment related; Owner, Editor & Publisher; Investment Newsletter; Spend 5 hrs/mo. 10. 01/2025 to Present; Northwest Quadrant Alternative Investments Acquisition Fund; Vista, CA; Yes Investment Related; Owner, Investment Manager; Spend 1 hr/mo.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-04-25
S63 Uniform Securities Agent State Law Examination 1983-05-04
  • S65 Uniform Investment Adviser Law Examination
    1994-04-25
  • S63 Uniform Securities Agent State Law Examination
    1983-05-04
Designations

View on SEC IAPD

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