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Vista, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-11-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Paul M. Wendee And Associates, Llc | Dana Point | CA | 02/1998 | 10/2018 |
| Silber Bennett Financial, Inc. | Encino | CA | 03/2017 | 03/2018 |
| Paul M. Wendee & Associates Llc | Vista | CA | 10/2018 | Present |
| Paul M. Wendee & Associates, Llc | Dana Point | CA | 02/2011 | 01/2018 |
| Gt Securities, Inc. | Los Angeles | CA | 02/2020 | 12/2020 |
| Entoro Securities, Llc | Houston | TX | 04/2023 | Present |
| Exemplar Capital,Llc | Boston | MA | 08/2022 | 01/2023 |
| Entoro Capital, Llc | Houston | TX | 04/2023 | Present |
| Wendee, Totaro, & Associates, Llc | Vista | CA | 02/2023 | 04/2024 |
1. 2015 to Present; California Baptist University in Riverside, CA and California State University Los Angeles, both are non-investment related, both located in California; Adjunct Professor for both universities; Spends approx 40 hrs/mo engaged in this business, most during non-trading hours. 2. 10/2018 to Present; Paul M. Wendee & Associates; Vista, CA; Yes investment-related; Owner and Chief Investment Officer; Registered Investment Advisor; Spends approx 1 hr/wk. 3. 02/1998 to Present; Paul M. Wendee & Associates, LLC; Vista, CA; Not Investment-related; Owner and Managing Director; Spends approx. 10 hrs/wk. 4. 12/2022 to Present; Northwest Quadrant Alternative Investments Management Company; Vista, CA; Yes investment related; Owner, Managing Director; Investment Fund Manager; Spends 5 hrs/wk. 5. 12/2022 to Present: Northwest Quadrant Alternative Investments Opportunity Fund, LLC; Vista, CA; Yes investment related; Chief Investment Officer; Investment Fund; Spends 5 hrs/wk. 6. 12/2022 to Present; Northwest Quadrant Alternative Investments Venture Fund, LLC; Vista, CA; Yes investment related; Chief Investment Officer; Investment Fund; Spends 5 hrs/wk. 7. Value Driver Institute; Vista, CA; Not investment related; Program Director; spends 1 hr/mo. 8. 04/2023 to Present; Entoro Capital, LLC; Houston, TX; Not investment related; Managing Director; Spends 10 hrs/mo. 9. 07/2024 to Present; Intrinsic Value Wealth Report Newsletter; Vista, CA; Not Investment related; Owner, Editor & Publisher; Investment Newsletter; Spend 5 hrs/mo. 10. 01/2025 to Present; Northwest Quadrant Alternative Investments Acquisition Fund; Vista, CA; Yes Investment Related; Owner, Investment Manager; Spend 1 hr/mo.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 1983-05-04 |
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