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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-26
WI RA APPROVED 1993-07-13
  • TX RA
    APPROVED_RES
    Since 2017-01-26
  • WI RA
    APPROVED
    Since 1993-07-13

Branch Locations

One Main St Ste 300, Racine, WI 53403 • United States

Mount Pleasant, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Racine WI 06/1993 Present
Other Businesses

NAME AND ADDRESS: ST JOSEPH CONGREGATION 1532 N WISCONSIN ST RACINE, WI 53402 NATURE OF ENTITY: CATHOLIC CHURCH RESPONSIBILITIES IN THIS ROLE: Under the direction and input from the parish pastor, trustees, business manager, and other committee members, the Finance Committee makes financial decisions that will affect the church and school. HOURS DEVOTED: 3 HOURS PER MONTH. NONE DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-04-01
  • S63 Uniform Securities Agent State Law Examination
    1983-04-01
Other Names
  • Katherine Draeger
  • Kay Shalbrack
  • Katherine Marie Draeger Shalbrack

View on SEC IAPD

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