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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities Service Network, Inc. | New York | NY | 05/1995 | 09/2020 |
| Securities America, Inc. | New York | NY | 09/2020 | 06/2024 |
| Securities America Advisors | New York | NY | 01/2021 | 06/2024 |
| Ssn Advisory, Inc | New York | NY | 05/1995 | 09/2020 |
| Osaic Wealth, Inc. | New York | NY | 06/2024 | Present |
| Osaic Wealth, Inc. | New York | NY | 06/2024 | Present |
DALE MCCORMICK POSITION: agent NATURE: Fixed Annuity/Life Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/1995 ADDRESS: 132 Charles Street, New York NY 10014 DESCRIPTION: Fixed Annuity/Life Insurance DALE E MCCORMICK POSITION: investment advisor NATURE: RIA with Securities America Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 8 START DATE: 07/01/2016 ADDRESS: 132 Charles Street, New York NY 10014, United States DESCRIPTION: Advising the disposition of funds within the asset classes of equity and fixed income.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 1985-03-29 |
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