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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-03 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
16000 Los Gatos Boulevard, Los Gatos, CA 95032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Los Gatos | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. JEWISH COMMUNITY RELATIONS COUNCIL OF THE JEWISH FEDERATION OF SILICON VALLEY. MEMBER OF THE BOARD OF DIRECTORS. 2. *104422 - Santa Clara County Human Rights Commission; Investment related No; san jose, California; Government; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 10/2021; During business hours: 0; After business hours: 4; advise the board of supervisors on matters pertaining to human rights for all citizen ts 3. *208425 - Jewish Silicon Valley; Investment Related - No; Los Gatos, California; Non-Profit, Charitable; Investment Committee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 11/2014; During Business Hours: 0; After Business Hours: 6; Investment Committee.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 1985-04-24 |
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