Best Investors Account Sign in
Inactive

Mark Robert Crawford

Crawford Asset Management, LLC

Glendale, WI

Claim This Profile
Current Employers
Crawford Asset Management, Llc

Glendale, WI • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2006-08-28
  • WI RA
    APPROVED
    Since 2006-08-28

Branch Locations

Glendale, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Crawford Asset Management, Llc Glendale WI 08/2006 Present
Previous Registrations
  • 2006-02-08 → 2006-09-20
    Harmony Asset Management Llc
    Glendale, WI
  • 2005-06-23 → 2005-12-19
    Qa3 Financial Llc
    Thiensville, WI
  • 1996-03-05 → 2003-03-20
    Wisconsin Asset Management, Llc
    Mequon, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-07
S66 Uniform Combined State Law Examination 2003-10-16
S63 Uniform Securities Agent State Law Examination 1983-03-25
  • S65 Uniform Investment Adviser Law Examination
    2005-11-07
  • S66 Uniform Combined State Law Examination
    2003-10-16
  • S63 Uniform Securities Agent State Law Examination
    1983-03-25

View on SEC IAPD

More in Glendale, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor