Best Investors Account Sign in

Joseph Albert Price

B. Riley Wealth Advisors, Inc.

Vero Beach, FL

New York, NY

Claim This Profile
Current Employers
B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-09
NJ RA APPROVED 2022-08-19
NY RA APPROVED 2022-08-18
TX RA APPROVED 2022-08-18
  • FL RA
    APPROVED
    Since 2022-09-09
  • NJ RA
    APPROVED
    Since 2022-08-19
  • NY RA
    APPROVED
    Since 2022-08-18
  • TX RA
    APPROVED
    Since 2022-08-18

Branch Locations

Vero Beach, FL • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B. Riley Wealth Management Vero Beach FL 01/2015 Present
B. Riley Wealth Advisors, Inc. Vero Beach FL 07/2022 Present
Previous Registrations
  • 2009-04-23 → 2015-01-28
    Dominick & Dickerman Llc
    New York, NY
  • 2002-09-19 → 2007-12-31
    Ubs Financial Services Inc.
    New York, NY
    New York, NY
Other Businesses

SCPOA; Non investment related; 1556 Smugglers Cove FL; HOA; 2nd VP; Start date: 2024; 1 hr/ month devoted, none during securities trading hrs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-18
S63 Uniform Securities Agent State Law Examination 1984-08-22
  • S65 Uniform Investment Adviser Law Examination
    2002-01-18
  • S63 Uniform Securities Agent State Law Examination
    1984-08-22
Other Names
  • Joseph Albert Palyswiat

View on SEC IAPD

More in Vero Beach, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor