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Alan Joseph Gappinger

Farther

Greenwood Village, CO

San Francisco, CA

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Current Employers
Farther

345 California Street Suite 600, San Francisco, CA 94104 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-03-27
TX RA APPROVED 2026-03-27
  • CO RA
    APPROVED
    Since 2026-03-27
  • TX RA
    APPROVED
    Since 2026-03-27

Branch Locations

8301 E Prentice Ave Suite 312, Greenwood Village, CO 80111 • United States

345 California Street Suite 600, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hfg Advisors Greenwood Village CO 09/2001 Present
Heartland Institute Greenwood Village CO 01/2005 01/2023
Farther Greenwood Village CO 03/2026 Present
  • 09/2001 → Present
    Hfg Advisors
    Greenwood Village, CO
  • 01/2005 → 01/2023
    Heartland Institute
    Greenwood Village, CO
  • 03/2026 → Present
    Farther
    Greenwood Village, CO
Previous Registrations
  • 2001-09-26 → 2026-08-31
    Hfg Advisors
    Greenwood Village, CO
    Aurora, CO
  • 2001-10-17 → 2005-10-06
    Walnut Street Advisers Inc
    Aurora, CO
Other Businesses

Independent Insurance Agent; not investment-related; started 12/1975; approximately 10 hours per month, 5 hours during securities trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-03-19
  • S63 Uniform Securities Agent State Law Examination
    1984-03-19
Designations
Other Names
  • A J Gappinger

View on SEC IAPD

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