Best Investors Account Sign in

Robert David O'BRien

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

Chicago, IL

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 1998-04-12
TX RA APPROVED_RES 1996-04-25
  • IL RA
    APPROVED
    Since 1998-04-12
  • TX RA
    APPROVED_RES
    Since 1996-04-25

Branch Locations

Chicago, IL • United States

110 N Wacker Dr, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 04/1996 Present
Bank Of America, N.A. Chicago IL 08/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-24
S63 Uniform Securities Agent State Law Examination 1983-03-04
  • S65 Uniform Investment Adviser Law Examination
    1996-07-24
  • S63 Uniform Securities Agent State Law Examination
    1983-03-04
Other Names
  • Robert David Obrien
  • Bob O'BRien
  • Robert O'BRien

View on SEC IAPD

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor