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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2020-12-11 |
| TX | RA | APPROVED | 2016-08-22 |
| CA | RA | APPROVED | 2016-08-12 |
Branch Locations
Saratoga Springs, UT • United States
100 Wilshire Blvd, Santa Monica, CA 90401 • United States
145 W 200 N, Provo, UT 84601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Monica | CA | 08/2013 | Present |
| Bank Of America, N.A. | Santa Monica | CA | 07/2016 | Present |
I*3833302 Entity Type: N/A Name of OBA: Rental Property 1 Address: Saratoga Springs, Utah, 84045 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 03/01/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: N/A
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-01 |
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