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Thomas Austin Keel

Keel Asset Management, LLC

Orlando, FL

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Current Employers
Keel Asset Management, Llc

Orlando, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2008-06-27
  • FL RA
    APPROVED
    Since 2008-06-27

Branch Locations

Orlando, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Keel Asset Management, Llc Orlando FL 06/2008 Present
Previous Registrations
  • 2003-09-03 → 2008-07-16
    Paxmentis Advisors
    Sanford, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-12-08
S65 Uniform Investment Adviser Law Examination 1993-11-03
  • S63 Uniform Securities Agent State Law Examination
    1993-12-08
  • S65 Uniform Investment Adviser Law Examination
    1993-11-03
Other Names
  • Tom Keel

View on SEC IAPD

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