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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2000-02-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Ins. Co. | Wellesley Hills | MA | 09/1979 | Present |
| Nylife Securities Inc. | Wellesley | MA | 04/1985 | Present |
| Ritchie Financial, Llc | Waltham | MA | 01/2008 | 01/2017 |
| True North Financial Partners, Llc | Waltham | MA | 09/2016 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 201 Jones Road, Suite 610, Waltham, MA 02451; Start Date 12/2016; Role/Title: Insurance Broker; Investment Related; 3 hours per month; 3 hours per month during securities trading hours] [BOSTON AREA YOUTH SOCCER; PO BOX 536, DOVER, MA 02030; ROLE/TITLE: OFFICER/ DIRECTOR; NOT INVESTMENT RELATED; 4 HOURS PER MONTH] [OPERATING UNDER THE DBA NAME OF TRUE NORTH FINANCIAL PARTNERS, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; WALTHAM, MA; START DATE: 09/2016] ]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-16 |
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