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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-07-17 |
| CA | RA | APPROVED | 2000-02-18 |
Branch Locations
10877 Wilshire Blvd Ste 1700, Los Angeles, CA 90024 • United States
Los Angeles, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Los Angeles | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | Present |
BOOPIE BOHEM LLC, INVESTMENT RELATED, LOS ANGELES, CA, OWNER, START: 5/1/2009, 4 HOURS PER MONTH/0 DURING TRADING, DUTIES: NONE.; LAKERS SEASON TICKET HOLDER, NOT INV RELATED, LOS ANGELES, CA, START 5/11/2017, 1 HOUR PER MONTH, ZERO DURING TRADING, SELLING SEATS TO GAMES THAT HE CANNOT ATTEND ON STUBHUB OR THE LAKERS FAN EXCHANGE.; TRUSTEE FOR DAUGHTER'S TRUST; INV. RELATED; LOS ANGELES, CA; START DATE: 12/30/2020; LESS THAN 1 HR PER MONTH; 0 HRS DURING TRADING.; EXECUTOR FOR MOTHER, INV RELATED, LOS ANGELES, CA, START: 5/30/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING. TRUSTEE FOR FATHER'S TRUST; INV RELATED; LOS ANGELES, CA; START: 11/18/2024; 1 HOUR A MONTH; 1 HOUR DURING TRADING. EXECUTOR OF FATHER'S ESTATE; INV RELATED; LOS ANGELES, CA; 01/01/2025 2 HOURS A MONTH; NO HOURS DURING TRADING HOURS |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1984-05-29 |
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