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Stephen T Mcpherson

Raymond James & Associates, Inc.

North Middletown, NJ

St. Petersburg, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-10-14
  • NJ RA
    APPROVED
    Since 2022-10-14

Branch Locations

North Middletown, NJ • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Jersey City NJ 09/2011 07/2021
Charles Schwab & Co., Inc. Jersey City NJ 07/2021 09/2022
Raymond James & Associates North Middletown NJ 09/2022 Present
  • 09/2011 → 07/2021
    Td Ameritrade
    Jersey City, NJ
  • 07/2021 → 09/2022
    Charles Schwab & Co., Inc.
    Jersey City, NJ
  • 09/2022 → Present
    Raymond James & Associates
    North Middletown, NJ
Previous Registrations
  • 2021-07-29 → 2022-09-15
    Charles Schwab & Co., Inc.
    Los Angeles, CA
    Jersey City, NJ
  • 2011-10-06 → 2022-09-15
    Td Ameritrade, Inc.
    San Diego, CA
    San Diego, CA
    Jersey City, NJ
    Jersey City, NJ
    San Diego, CA
  • 2014-10-14 → 2015-04-14
    Td Ameritrade Investment Management, Llc
    Jersey City, NJ
  • 2009-01-08 → 2011-09-21
    Strategic Advisers Llc
    Shrewsbury, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-23
S63 Uniform Securities Agent State Law Examination 2007-05-09
  • S66 Uniform Combined State Law Examination
    2008-12-23
  • S63 Uniform Securities Agent State Law Examination
    2007-05-09
Other Names
  • Stephen Mcpherson

View on SEC IAPD

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