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Inactive

Richard Hunter

Trinity Asset Management Co.

Los Angeles, CA

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Current Employers
Trinity Asset Management Co.

545 So. Figueroa Street Suite 1233, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2006-04-28
  • CA RA
    APPROVED
    Since 2006-04-28

Branch Locations

545 So. Figueroa Street Suite 1233, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Trinity Asset Management Co. Los Angeles CA 03/2006 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-14
S63 Uniform Securities Agent State Law Examination 1984-03-13
  • S66 Uniform Combined State Law Examination
    2001-06-14
  • S63 Uniform Securities Agent State Law Examination
    1984-03-13

View on SEC IAPD

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