Inactive

David Michael Hogan

Port Charlotte, FL

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Current Employers

Lci Advisors

Port Charlotte, FL • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-10-08
OK	RA	APPROVED	2022-10-05
WA	RA	APPROVED	2011-09-07
MO	RA	APPROVED	2005-07-13

FL RA
APPROVED

Since 2024-10-08
OK RA
APPROVED

Since 2022-10-05
WA RA
APPROVED

Since 2011-09-07
MO RA
APPROVED

Since 2005-07-13

Branch Locations

Port Charlotte, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lewis & Clark Advisors	Port Charlotte	FL	07/2005	Present

07/2005 → Present

Lewis & Clark Advisors

Port Charlotte, FL

Previous Registrations

2001-06-15 → 2005-06-24

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO
1999-12-30 → 2005-06-24

Stifel Independent Advisors, Llc

St. Louis, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-09-28
S63	Uniform Securities Agent State Law Examination	1983-10-25

S65 Uniform Investment Adviser Law Examination

1994-09-28
S63 Uniform Securities Agent State Law Examination

1983-10-25

View on SEC IAPD

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