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Current Employers
Supreme Alliance Llc

Charlotte, NC • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-09
  • TX RA
    APPROVED
    Since 2017-03-09

Branch Locations

Georgetown, TX • United States

Charlotte, NC • United States

14804 Resolves Lane, Charlotte, NC 28277 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barry A Tripp (Self-Employed) Georgetown TX 05/1984 Present
Next Financial Group, Inc Houston TX 12/2011 03/2017
Supreme Alliance Llc Charlotte NC 03/2017 Present
  • 05/1984 → Present
    Barry A Tripp (Self-Employed)
    Georgetown, TX
  • 12/2011 → 03/2017
    Next Financial Group, Inc
    Houston, TX
  • 03/2017 → Present
    Charlotte, NC
Previous Registrations
  • 2011-12-12 → 2017-03-06
    Next Financial Group, Inc.
    Houston, TX
    Georgetown, TX
  • 1997-01-02 → 2011-12-12
    Cedar Park, TX
    Cedar Park, TX
    Austin, TX
Other Businesses

Freedom Equity Group (FEG); no investments, other than the Fixed Indexed Life & Annuity products offered by the insurance companies it is a marketing organization for; 152 W Branch St Suite A, Arroyo Grande, CA 93420; Independent Marketing Organization for several major life & annuity insurance companies; licensed agent; Executive National VP (besides personal production, responsible for recruiting, training and developing new agents toward building their businesses); started in 2013; 100 hrs/mo during trading hrs. Legal Shield - Representative - 05/01/2026 - One Pre-Paid Way, Ada, OK 74820 - 5hrs/mo - 5hrs/mo during Business Hrs - No Business Related - Referral Source for Attorneys (Estate Planning, Identity & Asset Protection - Sell Memberships - Commission

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-02-23
  • S63 Uniform Securities Agent State Law Examination
    1983-02-23

View on SEC IAPD

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