Jack David Stonhaus

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-02-06
CA	RA	APPROVED	2009-01-16

TX RA
APPROVED_RES

Since 2009-02-06
CA RA
APPROVED

Since 2009-01-16

Branch Locations

Fig Garden Financial Center 5200 North Palm Suite 101, Fresno, CA 93704-9874 • United States

Fresno, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Fresno	CA	01/2009	Present

01/2009 → Present

Ubs Financial Services Inc

Fresno, CA

Previous Registrations

2007-04-02 → 2009-01-20

Morgan Stanley & Co. Llc

Fresno, CA
1997-07-08 → 2007-04-02

Morgan Stanley Dw Inc.

Fresno, CA

Fresno, CA

Other Businesses

THE FRESNO STATE FOUNDATION 2771 E. SHAW FRESNO, CALIFORNIA 93710 / CHARITY / CHARITIES, CULTURAL, EDUCATIONAL & POLITICAL ORGANISATIONS / SCHOLARSHIPS / ADVISOR OR MEMBER OF AN ADVISORY COMMITTEE, IF THE ADVICE GIVEN WILL OR MAY INFLUENCE THE BOARD OR OTHER SENIOR MANAGEMENT OR SUPERVISORY BOARD OF THE ORGANIZATION IN QUESTION / / ADVICE / START DATE 12/06/2002 - / 2 HOURS PER MONTH USUALLY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-04-19

S63 Uniform Securities Agent State Law Examination

1983-04-19

View on SEC IAPD