Joseph Anthony Grutta

Current Employers

Employment History

• 06/1993 → Present
  J.A.G. Consulting Co.
  Indian Harbour Beach, FL
• 11/2006 → 11/2020
  Centaurus Finanical, Inc.
  Orange, CA
• 11/2020 → Present
  Peak Brokerage Services, Llc
  Jupiter, FL
• 11/2020 → Present
  Blackridge Asset Management, Llc
  Jupiter, FL

Previous Registrations

• 2006-11-29 → 2020-11-20
  Centaurus Financial, Inc.
  Leesburg, VA
  Satelite Beach, FL
  Leesburg, VA
  Melbourne, FL
  Leesburg, VA
• 2006-06-26 → 2007-01-03
  Questar Asset Management, Inc.
  Satellite Beach, FL
• 2003-11-18 → 2006-07-18
  Usallianz Securities, Inc.
  Satellite Beach, FL
  Melbourne, FL
  Satellite Beach, FL
• 2001-07-25 → 2003-12-16
  Legacy Advisory Services, Inc.
  Satellite Beach, FL

Other Businesses

1) Business Entity: JAG Financial Services; Business Activity: Sales of fixed insurance, annuities, disabilities, health, and LTC; Address: Melbourne, FL; Duties of the position: Sales of fixed insurance, disabilities, health, and LTC; Title: Certified Financial Planner; Date: 06/2015; Approx. # of hours per month spent on activity: 50; Approx. # of hours spent during trading hours: 50 2) Business Entity: Joseph A. Grutta; Business Activity: Business Consulting; Address: Melbourne, FL; Duties of position: Business consulting and representation; Title: Consultant; Start Date: 06/2015; Approx. # of hours per month spent on activity: 50; Approx. # of hours spent during trading hours: 50 3) Business Entity: JAG Financial Services; Business Activity: Tax Prep & Planning, IRS Representation; Address: Melbourne, FL; Duties of Position: Tax preparation & planning; Title: Enrolled Agent; Start Date: 06/1983; Approx. # of hours per month spent on activity: 200; Approx. # of hours spent during trading hours: 200 4) Business Entity: Joseph A. Grutta; Business Activity: Sales of legal shield & ID shield legal plans; Address: Melbourne, FL; Duties of Position: Sales of legal shield and ID shield legal plans; Title: Independent Representative; Approx. # of hours per month spent on activity: 5; Approx. # of hours spent during trading hours: 5 5) Business Entity: Blackridge Asset Management; Business Activity: IAR/ Asset Management; Address: Jupiter, FL; Duties of position: Asset Management; Title: IAR; Start Date: 06/2015; Approx. # of hours per month spent on activity: 200; Approx. # of hours spent during trading hours: 200 6) JAG Consulting Company LLC DBA: JAG Financial Services 7) Business Activity: Enrolled Agent Designation/CFP Designation; Business Entity: Joseph Grutta; Address: Melbourne, FL;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-28
• S63 Uniform Securities Agent State Law Examination
  1995-08-17

Designations

Other Names

• Joseph A Grutta
• Joseph Grutta