Best Investors Account Sign in

Cathy Lynn Williams

Ubs Financial Services Inc.

Atlanta, GA

Weehawken, NJ

Locust Grove, GA

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2009-05-27
  • GA RA
    APPROVED
    Since 2009-05-27

Branch Locations

3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Locust Grove, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Atlanta GA 05/2009 Present
Previous Registrations
Other Businesses

REAL ESTATE-PRUDENTIAL GA REALTY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-29
S63 Uniform Securities Agent State Law Examination 1985-10-31
  • S66 Uniform Combined State Law Examination
    2008-02-29
  • S63 Uniform Securities Agent State Law Examination
    1985-10-31
Other Names
  • Cathy Lynn Harbin

View on SEC IAPD

Other Firms

LIQUID STRATEGIES, LLC
HB WEALTH
BISON WEALTH, LLC
BRIGHTER INVESTING, PB LLC
RBC CAPITAL MARKETS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
NEWEDGE ADVISORS
EQUITY SERVICES, INC.

Other Investors

PARIMAL H PATEL
CLAYTON SHAWN GIBSON
FRANK THOMAS WATERSON
WILLIAM LEWIS LEVINE
CHAD JOSEPH NORFOLK
SEAN PATRICK COOK
JONATHAN CHRISTOPHER BRISTOW
MEREDITH STRUTT MIGHTY

Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

More in Atlanta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor