Gregory James Flynn

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-10-27
CA	RA	APPROVED	2008-01-01

TX RA
APPROVED_RES

Since 2016-10-27
CA RA
APPROVED

Since 2008-01-01

Branch Locations

5800 Armada Dr Ste 300, Carlsbad, CA 92008 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Carlsbad	CA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Carlsbad	CA	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Carlsbad, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Carlsbad, CA

Previous Registrations

2005-08-17 → 2008-01-01

A. G. Edwards & Sons, Inc.

Carlsbad, CA

St. Louis, MO

San Marcos, CA
1998-08-24 → 2005-08-29

Morgan Stanley Dw Inc.

San Diego, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-01-18
S63	Uniform Securities Agent State Law Examination	1983-04-13

S65 Uniform Investment Adviser Law Examination

1993-01-18
S63 Uniform Securities Agent State Law Examination

1983-04-13

Other Names

Greg Flynn
Gregory J Flynn

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews