Stephen Paul August

Current Employers

Employment History

• 08/2015 → Present
  National Planning Corporation
  Tulsa, OK
• 11/2017 → Present
  Lpl Financial Llc
  Tulsa, OK

Previous Registrations

• 2015-08-25 → 2017-11-29
  National Planning Corporation
  Tulsa, OK
  Tulsa, OK
• 2013-01-17 → 2015-08-28
  Mml Investors Services, Llc
  Tulsa, OK
• 2010-04-14 → 2012-05-15
  J.P. Morgan Securities Llc
  Tulsa, OK
• 2009-05-19 → 2010-04-01
  Cornerstone Financial Services, Inc.
  Dallas, TX
  Tulsa, OK
• 2002-08-08 → 2008-10-08
  Osaic Wealth, Inc.
  Broken Arrow, OK
  Tulsa, OK
• 2007-11-01 → 2008-10-02
  Vineyard Asset Management, Llc
  Tulsa, OK
• 1996-02-22 → 2002-08-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tulsa, OK

Other Businesses

1. 11/29/2017 - Epic Charter Schools - Not Investment Related - 7704 East 86th Avenue Tulsa OK 74133 - Other - Education - Start Date 11/9/2016 - 40 Hours Per Month/10 Hours During Securities Trading - Time Spent 30% - Monitoring Administration. 2. 11/29/2017 - August Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 9/21/2017 - 120 Hours Per Month/120 Hours During Securities Trading - Time Spent 70%.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-09-08
• S63 Uniform Securities Agent State Law Examination
  1995-08-25

Other Names

• Steve August
• Steve Paul August