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Marcia Ann Smith

Wells Fargo Clearing Services, LLC

Lake Oswego, OR

Portland, OR

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2018-03-13
TX RA APPROVED_RES 2018-02-16
  • OR RA
    APPROVED
    Since 2018-03-13
  • TX RA
    APPROVED_RES
    Since 2018-02-16

Branch Locations

5400 Sw Meadows Rd Stes 200 & 250, Lake Oswego, OR 97035 • United States

1300 Sw 5Th Fl 18Th Fl, Portland, OR 97201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Portland OR 06/2004 02/2018
Wells Fargo Clearing Services Llc Lake Oswego OR 02/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-31
S63 Uniform Securities Agent State Law Examination 1985-05-06
  • S66 Uniform Combined State Law Examination
    2014-01-31
  • S63 Uniform Securities Agent State Law Examination
    1985-05-06
Other Names
  • Marcia Ann Singleton
  • Marcia Ann Vanderwall Singleton
  • Marcia Ann Vanderwall
  • Marcia Smith

View on SEC IAPD

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