Best Investors Account Sign in

Scott Ronald Nelson

Ubs Financial Services Inc.

Lake Oswego, OR

Tigard, OR

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-07-01
  • TX RA
    APPROVED_RES
    Since 2013-07-01

Branch Locations

5300 Meadows Rd Suite 300, Lake Oswego, OR 97035-3229 • United States

Tigard, OR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Piper Jaffray Inc. Lake Oswego OR 07/1985 Present
Ubs Financial Services Inc. Lake Oswego OR 08/2006 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-28
S63 Uniform Securities Agent State Law Examination 1983-03-15
  • S65 Uniform Investment Adviser Law Examination
    1999-01-28
  • S63 Uniform Securities Agent State Law Examination
    1983-03-15

View on SEC IAPD

More in Lake Oswego, OR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor