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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-09-07 |
| CA | RA | APPROVED | 2016-09-06 |
Branch Locations
10250 Constellation Blvd. Suite 850, Los Angeles, CA 90067 • United States
3027 Townsgate Road Suite 100, Westlake Village, CA 91361 • United States
Oak Park, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Deutsche Bank Securities Inc. | Los Angeles | CA | 09/2008 | 09/2016 |
| Raymond James & Associates, Inc. | Los Angeles | CA | 09/2016 | Present |
M'DEAREST , VERSAILLE, KENTUCKY, 2.5% INTEREST IN A RACEHORSE, NO HRS DURING TRADING, NOT INVESTMENT RELATED. NORTH RANCH COUNTRY CLUB/DIRECTOR-MINIORITY OWNER,NON-INVESTMENT RELATED, THOUSAND OAKS, CA, GOLF CLUB GOVERNANCE, DEVOTES APPROXIMATELY 1 HOUR PER WEEK OUTSIDE NORMAL BUSINESS HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-29 |
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