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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-01-09 |
Branch Locations
5854 S Main St, Clarkston, MI 48346-5200 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Clarkston | MI | 09/1982 | 01/2026 |
| Cambridge Investment Research, Inc | Fairfield | IA | 11/2008 | 01/2026 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 11/2008 | 01/2026 |
| Ameriprise Financial Services Llc | Clarkston | MI | 01/2026 | Present |
Board of Directors; Rotary Club of Clarkston Board of directors; Treasure; PO Box 43, , Clarkstom, MI, 48346; Not Investment-Related; 01/11/1988; 20 to 39 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1983-03-01 |
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