George Khalsa

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-12-05
VA	RA	APPROVED	2023-06-12

TX RA
APPROVED_RES

Since 2025-12-05
VA RA
APPROVED

Since 2023-06-12

Branch Locations

Sterling, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Investment Center, Inc.	Herndon	VA	01/2008	07/2017
Ic Advisory Services, Inc.	Herndon	VA	01/2008	07/2017
Ameriprise Financial Services Inc	Sterline	VA	07/2017	06/2023
Lpl Financial Llc	Sterling	VA	06/2023	Present

01/2008 → 07/2017

The Investment Center, Inc.

Herndon, VA
01/2008 → 07/2017

Ic Advisory Services, Inc.

Herndon, VA
07/2017 → 06/2023

Ameriprise Financial Services Inc

Sterline, VA
06/2023 → Present

Lpl Financial Llc

Sterling, VA

Previous Registrations

2017-07-21 → 2023-06-16

Ameriprise Financial Services, Llc

Potomoc Falls, VA

Fairfax, VA

Fairfax, VA

Potomoc Falls, VA
2008-01-07 → 2017-07-24

Ic Advisory Services, Inc.

Bedminster, NJ

Sterling, VA
1997-03-20 → 2008-01-08

Mml Investors Services, Llc

Bethesda, MD

Bethesda, MD

Other Businesses

1)05/16/2023 - George Khalsa & Associates - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2023 - 200 Hr/Mth

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-03-20
S63	Uniform Securities Agent State Law Examination	1983-02-18

S65 Uniform Investment Adviser Law Examination

1995-03-20
S63 Uniform Securities Agent State Law Examination

1983-02-18

Designations

Other Names

Gurusher Singh Khalsa
Morris Finer

View on SEC IAPD