Best Investors
Account
Sign in
Best Investors
Account
Sign in
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-01-26 |
Branch Locations
Grand Lake, CO • United States
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Financial Equity Corporation | Scottsdale | AZ | 06/2015 | 10/2016 |
| Jp Morgan Securities Llc | Denver | CO | 02/2017 | 09/2025 |
| Unemployed | Littleton | CO | 11/2016 | 01/2017 |
| Jpmorgan Chase Bank, N.A. | Denver | CO | 02/2017 | 09/2025 |
| Raymond James & Associates, Inc | Grand Lake | CO | 09/2025 | 12/2025 |
| Raymond James Financial Services, Inc | Grand Lake | CO | 01/2026 | Present |
| Raymond James Financial Services Advisors, Inc | Grand Lake | CO | 01/2026 | Present |
Trustee on own trust, Patricia C Kaplan Living Trust, and a co-trustee for my husband's trust, Paul H Kaplan Living Trust; trusts hold real estate, some bank accounts, a Raymond James investment account; address is same as residence; dates of both trusts 6/18/2012 amended and restated 1/18/2018. Zero hours devoted to administration of either trust.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-08 |
Reach out to this advisor