Philip Joseph Bongiorno

Current Employers

Iams Wealth Management, Llc

18881 West Dodge Road Suite 180E, Omaha, NE 68022 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2017-04-06

VT RA
APPROVED

Since 2017-04-06

Branch Locations

Stowe, VT • United States

18881 West Dodge Road Suite 180E, Omaha, NE 68022 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Regal Investment Advisors	Kentwood	MI	08/2014	03/2017
Iams Wealth Management, Llc	Elkhorn	NE	03/2017	Present

08/2014 → 03/2017

Regal Investment Advisors

Kentwood, MI
03/2017 → Present

Iams Wealth Management, Llc

Elkhorn, NE

Previous Registrations

2014-09-09 → 2017-03-22

Regal Investment Advisors Llc

Stowe, VT

Kentwood, MI
2010-04-08 → 2011-07-29

Osaic Fs, Inc.

Stowe, VT

Stowe, VT

Greensboro, NC
2007-04-11 → 2010-04-08

New England Securities

Colchester, VT
2003-03-11 → 2007-03-06

Equity Services, Inc.

Colchester, VT

Burlington, VT

Other Businesses

1)PHILIP BONGIORNO, LAKEVIEW CONDOMINIUMS, ENFIELD, NH. REAL ESTATE MANAGEMENT/RENTAL.INVESTMENT RELATED, OWNER, MAINTAINS AND COLLECTS RENT ON RENTAL PROPERTY. START DATE 02/1979 WORKING 1 HPM 0 DURING TRADING HOURS. 2)PHILIP BONGIORNO, 428 SKY ACCESS DRIVE, STOWE, VT. INSURANCE, INVESTMENT RELATED, AGENT OFFERS ACCIDENT/HEALTH INSURANCE, DISABILITY INSURANCE FIXED/INDEXED ANNUITIES AND TRADITIONAL LIFE INSURANCE PRODUCTS. STARTED ON 02/1976 WORKING 150 HPM 130 DURING TRADING HOURS. 3. OWNER AND PRESIDENT OF POLICY INSPECTOR INC. COMPANY IS ONLINE SEARCH FOR LOST INSURANCE AND ANNUITY POLICIES. ABOUT 5 HOURS WEEKLY.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2005-07-07

S63 Uniform Securities Agent State Law Examination

2005-07-07

Designations

View on SEC IAPD