Irwin Maisner

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-02-25
CT	RA	APPROVED	2014-12-15

TX RA
APPROVED_RES

Since 2015-02-25
CT RA
APPROVED

Since 2014-12-15

Branch Locations

285 Riverside Avenue Suite 335, Westport, CT 06880 • United States

Easton, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Westport	CT	12/2014	Present

12/2014 → Present

Rbc Capital Markets, Llc

Westport, CT

Previous Registrations

2003-10-16 → 2014-12-23

Janney Montgomery Scott Llc

Fairfield, CT

Parkland, FL

Easton, CT

Fairfield, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-01-26
S63	Uniform Securities Agent State Law Examination	1984-06-14

S65 Uniform Investment Adviser Law Examination

2017-01-26
S63 Uniform Securities Agent State Law Examination

1984-06-14

Other Names

Gerry Maisner
Irwin Gerry Maisner
Irwin Gerald Maisner
Gerald Irwin Maisner
Gerry Irwin Maisner
Irwin Gerald Maisner

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews