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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-09-08 |
| TN | RA | APPROVED | 2007-08-16 |
Branch Locations
618 Oakleaf Office Lane Ste 300, Memphis, TN 38117 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services Inc | Memphis | TN | 07/2007 | Present |
| Massmutual Life Insurance Company | Memphis | TN | 07/2007 | Present |
| Capital Financial Group, Llc | Memphis | TN | 07/2007 | Present |
| Capital Financial Advisors, Llc | Memphis | TN | 09/2011 | Present |
(1) NAME: JASON L. PEEPLES INV REL: Y ADDR: 618 OAKLEAF OFFICE LANE, SUITE 300 MEMPHIS TN 38117 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, FIXED ANNUITIES, LONG-TERM CARE INSURANCE SALES POSITION: SALES/AGENT START: 1997 NO HRS: 20 NO HRS DUR TRADING: 10 (2) NAME: JK FUTURES, LLC INV REL: Y ADD: 33 WILLOW LANE, HEENEY, CO 80498 NATURE: OWNER OF LLC FOR REALESTATE PURPOSES POSITION: MEMBER START DATE: 01/01/2026 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DUTIES: OWNER OCCUPANT FOR VACATIONS AND FAMILY EVENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1990-02-07 |
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