Steven Halsey Hughes

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-02-04
ME	RA	APPROVED	2014-07-07
TX	RA	APPROVED_RES	2013-01-23
MO	RA	APPROVED	1995-08-21

FL RA
APPROVED

Since 2025-02-04
ME RA
APPROVED

Since 2014-07-07
TX RA
APPROVED_RES

Since 2013-01-23
MO RA
APPROVED

Since 1995-08-21

Branch Locations

Southwest Harbor, ME • United States

4622 Pennsylvania Avenue 8Th Floor, Kansas City, MO 64112 • United States

Sanibel, FL • United States

Mission Hills, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Kansas City	MO	04/1993	Present

04/1993 → Present

Ubs Financial Services Inc.

Kansas City, MO

Other Businesses

1. A.H.T Successor Trustee for my sister, Kansas City MO United States-64113, Successor Trustee for my sister Avery's estate, This will require disbursing her estate to beneficiaries per the Trust when she dies, start date-3/1/2024Inactive / DormantNoYes 2. B.H.TSuccessor Trustee when my sister dies, Westwood Hills KS United States-66205, Successor Trustee on my sister's estate when she dies, Distributing her estate per her estate documents, start date-10/1/2024 3. D. H. H JR TrustSuccessor Trustee for my brother's estate, New York United States10014, Successor Trustee will settle my brother David's estate when he passes, This means distributing his estate per his Trust documents upon his death, start date-6/1/2024.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-07-16
S63	Uniform Securities Agent State Law Examination	1993-06-23

S65 Uniform Investment Adviser Law Examination

1993-07-16
S63 Uniform Securities Agent State Law Examination

1993-06-23