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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-09-02 |
| TX | RA | APPROVED_RES | 2022-09-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Cincinnati | OH | 07/2007 | 09/2016 |
| W&S Brokerage Services | Cincinnati | OH | 10/2016 | 08/2017 |
| Fifth Third Securities | Cincinnati | OH | 08/2017 | 08/2022 |
| Lpl Financial Llc | Cincinnati | OH | 08/2022 | Present |
1. 09/23/2022 - No Business Name - Investment Related - Cheviot, OH 45211 - Real Estate Rental - 100% owner - Start Date - 01/01/2005 - 5 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-04 |
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