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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-09-02
TX RA APPROVED_RES 2022-09-02
  • OH RA
    APPROVED
    Since 2022-09-02
  • TX RA
    APPROVED_RES
    Since 2022-09-02

Branch Locations

Cincinnati, OH • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Cincinnati OH 07/2007 09/2016
W&S Brokerage Services Cincinnati OH 10/2016 08/2017
Fifth Third Securities Cincinnati OH 08/2017 08/2022
Lpl Financial Llc Cincinnati OH 08/2022 Present
  • 07/2007 → 09/2016
    Fifth Third Securities
    Cincinnati, OH
  • 10/2016 → 08/2017
    W&S Brokerage Services
    Cincinnati, OH
  • 08/2017 → 08/2022
    Fifth Third Securities
    Cincinnati, OH
  • 08/2022 → Present
    Cincinnati, OH
Previous Registrations
Other Businesses

1. 09/23/2022 - No Business Name - Investment Related - Cheviot, OH 45211 - Real Estate Rental - 100% owner - Start Date - 01/01/2005 - 5 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-01
S63 Uniform Securities Agent State Law Examination 2006-10-04
  • S66 Uniform Combined State Law Examination
    2011-07-01
  • S63 Uniform Securities Agent State Law Examination
    2006-10-04
Other Names
  • Joe Weber
  • Joe Weber

View on SEC IAPD

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