Donald Alan Johnson

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-06-05
CA	RA	APPROVED	2025-06-05
NV	RA	APPROVED	2025-06-05
TX	RA	APPROVED_RES	2025-06-05

AZ RA
APPROVED

Since 2025-06-05
CA RA
APPROVED

Since 2025-06-05
NV RA
APPROVED

Since 2025-06-05
TX RA
APPROVED_RES

Since 2025-06-05

Branch Locations

Gardnerville, NV • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Newport Beach	CA	06/1992	07/2020
Western International Securities, Inc.	Pasadena	CA	07/2020	06/2025
Lpl Financial Llc	Gardnerville	NV	06/2025	Present

06/1992 → 07/2020

Wells Fargo Clearing Services, Llc

Newport Beach, CA
07/2020 → 06/2025

Western International Securities, Inc.

Pasadena, CA
06/2025 → Present

Lpl Financial Llc

Gardnerville, NV

Previous Registrations

2020-07-02 → 2025-06-05

Western International Securities, Inc.

Newport Beach, CA

Crystal Bay, NV

Newport Beach, CA

Gardnerville, NV
2005-08-09 → 2020-07-06

Wells Fargo Clearing Services, Llc

Newport Beach, CA

Newport Beach, CA

Incline Village, NV

Gardenville, NV

Gardnerville, NV

Other Businesses

1. 06/05/2025- JOHNSON WEALTH GROUP- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 07/07/2020- 200 Hours Per Month- 140 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-04-30
S63	Uniform Securities Agent State Law Examination	1983-03-10

S66 Uniform Combined State Law Examination

2019-04-30
S63 Uniform Securities Agent State Law Examination

1983-03-10

View on SEC IAPD