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Current Employers
Responsible Asset Management

Salt Lake City, UT • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2001-03-28
  • UT RA
    APPROVED
    Since 2001-03-28

Branch Locations

Salt Lake City, UT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cline & Co, Llc Slc UT 10/1997 Present
Npb Financial Group, Llc Salt Lake City UT 05/2007 12/2021
  • 10/1997 → Present
    Cline & Co, Llc
    Slc, UT
  • 05/2007 → 12/2021
    Npb Financial Group, Llc
    Salt Lake City, UT
Previous Registrations
  • 2008-03-20 → 2021-11-04
    Npb Financial Group, Llc
    South Jordan, UT
    Salk Lake City, UT
Other Businesses

CLINE & COMPANY, LLC REG IN UTAH OWNED 100% BY JEFF CLINE AND SERVES AS A HOLDING COMPANY AND OWNS 50% OF RESPONSIBLE ASSET MANAGMENT (RAM) (STATE REGISTERED RIA) CRD #123398. MR. CLINE DOES ABOUT 5% OF BUSINESS UNDER CLINE & COMPANY A YEAR. THE ADDRESS OF CLINE & COMPANY IS: 2810 E. EVERGREEN AVE, SALT LAKE CITY, UT 84109

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-04-22
S63 Uniform Securities Agent State Law Examination 1983-08-30
  • S65 Uniform Investment Adviser Law Examination
    1994-04-22
  • S63 Uniform Securities Agent State Law Examination
    1983-08-30
Other Names
  • Jeff E Cline
  • Jeffrey Edward Cline

View on SEC IAPD

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