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Thomas Mimnaugh

Wells Fargo Advisors Financial Network, LLC

Palm Beach, FL

Red Bank, NJ

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-03
NJ RA APPROVED 2023-05-18
TX RA APPROVED 2023-05-18
  • FL RA
    APPROVED
    Since 2023-08-03
  • NJ RA
    APPROVED
    Since 2023-05-18
  • TX RA
    APPROVED
    Since 2023-05-18

Branch Locations

Palm Beach, FL • United States

331 Newman Springs Road Building 1, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Red Bank NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Red Bank NJ 11/2016 05/2023
Wells Fargo Advisors Financial Network, Llc Red Bank NJ 05/2023 Present
Previous Registrations
  • 2003-07-01 → 2023-05-18
    Wells Fargo Clearing Services, Llc
    Red Bank, NJ
    Red Bank, NJ
    Palm Beach, FL
  • 2002-06-06 → 2003-07-01
    Prudential Equity Group, Llc
    Red Bank, NJ
Other Businesses

TPMIMNAUGH LLC, INV RELATED, RED BANK, NJ, 100% OWNERSHIP, START 3/20/2023, 56 HOURS PER MONTH, 56 HOURS DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-03-05
S63 Uniform Securities Agent State Law Examination 1983-02-01
  • S65 Uniform Investment Adviser Law Examination
    1993-03-05
  • S63 Uniform Securities Agent State Law Examination
    1983-02-01
Designations
Other Names
  • Thomas Paul Mimnaugh

View on SEC IAPD

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